| Karpus Management, Inc. |
| 0.14% | 0.16% | #8 | $4.8M | 473,675 | $5.0M | 500,350 | -26,675-5.33% | Reduce |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.04% | 0.04% | #17 | $4.0M | 395,741 | $3.7M | 370,439 | +25,302+6.83% | Add |
| GLAZER CAPITAL, LLC |
| 0.1% | 0.08% | #10 | $3.8M | 378,222 | $3.8M | 378,222 | 00.00% | Unchanged |
| Westchester Capital Management, LLC |
| 0.18% | 0.17% | #5 | $3.6M | 354,923 | $3.7M | 370,671 | -15,748-4.25% | Reduce |
| SONA ASSET MANAGEMENT (US) LLC |
| 0.08% | 0.07% | #12 | $3.6M | 353,786 | $3.5M | 353,786 | 00.00% | Unchanged |
| AQR Arbitrage LLC |
| 0.05% | 0.05% | #14 | $3.5M | 647,926 | $3.3M | 637,080 | +10,846+1.70% | Add |
| ARISTEIA CAPITAL, L.L.C. |
| 0.04% | 0.07% | #16 | $3.4M | 620,000 | $3.3M | 620,000 | 00.00% | Unchanged |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.15% | 0.16% | #6 | $3.2M | 600,000 | $3.2M | 600,000 | 00.00% | Unchanged |
| BERKLEY W R CORP |
| 0.14% | 0.11% | #7 | $2.9M | 290,563 | $2.0M | 261,491 | +29,072+11.12% | Add |
| Wealthspring Capital LLC |
| 0.64% | 0.66% | #1 | $2.9M | 539,380 | $2.8M | 539,380 | 00.00% | Unchanged |
| Lineage Point Capital LP |
| 0.54% | 0.64% | #2 | $2.6M | 259,904 | $2.6M | 290,436 | -30,532-10.51% | Reduce |
| WHITEBOX ADVISORS LLC |
| 0.03% | 0.03% | #19 | $2.2M | 400,000 | $2.1M | 400,000 | 00.00% | Unchanged |
| MIZUHO SECURITIES USA LLC |
| 0.05% | 0.05% | #15 | $2.0M | 205,591 | $2.0M | 205,591 | 00.00% | Unchanged |
| D. E. Shaw & Co., Inc. |
| <0.01% | <0.01% | #29 | $1.8M | 174,200 | $1.7M | 174,200 | 00.00% | Unchanged |
| Polar Asset Management Partners Inc. |
| 0.03% | 0.03% | #20 | $1.6M | 302,985 | $1.6M | 324,813 | -21,828-6.72% | Reduce |
| Clear Street Group Inc. |
| <0.01% | 0.01% | #23 | $1.6M | 258,065 | $2.3M | 377,390 | -119,325-31.62% | Reduce |
| Radcliffe Capital Management, L.P. |
| 0.1% | 0.1% | #9 | $1.3M | 125,000 | $1.3M | 209,712 | -84,712-40.39% | Reduce |
| TORONTO DOMINION BANK |
| <0.01% | <0.01% | #28 | $1.1M | 105,557 | $998,000 | 100,000 | +5,557+5.56% | Add |
| Cable Car Capital, LP |
| 0.34% | 0.35% | #3 | $1.1M | 200,000 | $1.1M | 200,000 | 00.00% | Unchanged |
| Shaolin Capital Management LLC |
| 0.07% | 0.07% | #13 | $1.0M | 288,559 | $1.1M | 300,000 | -11,441-3.81% | Reduce |
| BNP PARIBAS FINANCIAL MARKETS |
| <0.01% | <0.01% | #30 | $915,956 | 162,120 | $887,698 | 162,120 | 00.00% | Unchanged |
| HEIGHTS CAPITAL MANAGEMENT, INC |
| 0.18% | 0.21% | #4 | $764,721 | 91,637 | $770,685 | 120,584 | -28,947-24.01% | Reduce |
| TWO SIGMA INVESTMENTS, LP |
| <0.01% | <0.01% | #32 | $423,549 | 41,729 | $1.1M | 108,749 | -67,020-61.63% | Reduce |
| JPMORGAN CHASE & CO |
| <0.01% | <0.01% | #34 | $327,000 | 30,000 | $317,400 | 30,000 | 00.00% | Unchanged |
| LINDEN ADVISORS LP |
| <0.01% | <0.01% | #26 | $292,130 | 400,233 | $229,494 | 400,233 | 00.00% | Unchanged |
| Harraden Circle Investments, LLC |
| 0.03% | — | #18 | $256,470 | 25,268 | $0 | 0 | +25,268 | New Buy |
| Evercore Wealth Management, LLC |
| <0.01% | <0.01% | #24 | $178,508 | 33,180 | $174,692 | 33,180 | 00.00% | Unchanged |
| Virtu Financial LLC |
| <0.01% | 0.01% | #22 | $154,635 | 15,235 | $147,000 | 14,655 | +580+3.96% | Add |
| Kazazian Asset Management, LLC |
| 0.09% | — | #11 | $101,500 | 10,000 | $0 | 0 | +10,000 | New Buy |
| LONGFELLOW INVESTMENT MANAGEMENT CO LLC |
| 0.02% | 0.02% | #21 | $86,067 | 15,720 | $82,766 | 15,720 | 00.00% | Unchanged |
| Arax Advisory Partners |
| <0.01% | — | #31 | $46,268 | 8,600 | $0 | 0 | +8,600 | New Buy |
| UBS Group AG |
| <0.01% | <0.01% | #35 | $29,728 | 2,741 | $28,602 | 2,724 | +17+0.62% | Add |
| BOOTHBAY FUND MANAGEMENT, LLC |
| <0.01% | <0.01% | #33 | $19,671 | 26,950 | $15,125 | 27,500 | -550-2.00% | Reduce |
| Decagon Asset Management LLP |
| <0.01% | <0.01% | #25 | $12,107 | 15,135 | $8,324 | 15,135 | 00.00% | Unchanged |
| FNY Investment Advisers, LLC |
| <0.01% | <0.01% | #27 | $4,060 | 400 | $5,000 | 500 | -100-20.00% | Reduce |
| MORGAN STANLEY |
| <0.01% | — | #36 | $386 | 38 | $0 | 0 | +38 | New Buy |
