| PenderFund Capital Management Ltd. |
| 2% | 2.12% | #1 | $15.5M | 53.8M | $13.5M | 47.7M | +6.1M+12.77% | Add |
| Context Capital Management, LLC |
| 0.24% | 0.21% | #3 | $12.4M | 42.9M | $9.2M | 26.3M | +16.6M+63.33% | Add |
| 683 Capital Management, LLC |
| 0.29% | 0.22% | #2 | $5.9M | 20.5M | $4.2M | 15.5M | +5.0M+32.26% | Add |
| CAPSTONE INVESTMENT ADVISORS, LLC |
| <0.01% | <0.01% | #9 | $4.6M | 11.1M | $3.2M | 11.1M | 00.00% | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.03% | 0.04% | #5 | $3.6M | 12.4M | $3.7M | 12.4M | 00.00% | Unchanged |
| TENOR CAPITAL MANAGEMENT Co., L.P. |
| 0.02% | — | #7 | $1.6M | 5.0M | $0 | 0 | +5.0M | New Buy |
| DeepCurrents Investment Group LLC |
| 0.04% | 0.05% | #4 | $1.2M | 4.4M | $1.3M | 4.4M | 00.00% | Unchanged |
| READYSTATE ASSET MANAGEMENT LP |
| 0.02% | 0.02% | #6 | $453,542 | 1.6M | $453,542 | 1.6M | 00.00% | Unchanged |
| RBF Capital, LLC |
| 0.02% | 0.01% | #8 | $401,500 | 1.0M | $273,464 | 1.0M | 00.00% | Unchanged |