| Karpus Management, Inc. |
| 0.21% | 0.23% | #7 | $7.2M | 714,525 | $7.2M | 716,625 | -2,100-0.29% | Reduce |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.25% | 0.26% | #4 | $5.2M | 1.0M | $5.1M | 1.0M | 00.00% | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.03% | 0.03% | #22 | $3.5M | 438,440 | $3.4M | 478,923 | -40,483-8.45% | Reduce |
| Shaolin Capital Management LLC |
| 0.21% | 0.19% | #8 | $2.9M | 631,683 | $2.9M | 635,774 | -4,091-0.64% | Reduce |
| HGC Investment Management Inc. |
| 0.51% | 0.56% | #2 | $2.6M | 250,000 | $2.5M | 250,000 | 00.00% | Unchanged |
| LINDEN ADVISORS LP |
| 0.01% | 0.01% | #26 | $2.6M | 500,000 | $2.6M | 500,000 | 00.00% | Unchanged |
| ARISTEIA CAPITAL, L.L.C. |
| 0.03% | 0.05% | #20 | $2.6M | 500,000 | $2.6M | 500,000 | 00.00% | Unchanged |
| Polar Asset Management Partners Inc. |
| 0.04% | 0.05% | #18 | $2.6M | 500,000 | $2.6M | 500,000 | 00.00% | Unchanged |
| GLAZER CAPITAL, LLC |
| 0.06% | 0.06% | #14 | $2.5M | 507,583 | $2.6M | 524,477 | -16,894-3.22% | Reduce |
| MIZUHO SECURITIES USA LLC |
| 0.05% | 0.05% | #16 | $2.3M | 229,444 | $2.3M | 229,444 | 00.00% | Unchanged |
| Clear Street Group Inc. |
| 0.01% | 0.01% | #29 | $2.2M | 317,297 | $2.1M | 320,459 | -3,162-0.99% | Reduce |
| WHITEBOX ADVISORS LLC |
| 0.03% | 0.03% | #24 | $2.1M | 400,000 | $2.0M | 400,000 | 00.00% | Unchanged |
| BERKLEY W R CORP |
| 0.09% | 0.05% | #12 | $1.9M | 192,279 | $995,605 | 99,461 | +92,818+93.32% | Add |
| Radcliffe Capital Management, L.P. |
| 0.12% | 0.12% | #11 | $1.6M | 318,644 | $1.6M | 318,644 | 00.00% | Unchanged |
| TORONTO DOMINION BANK |
| <0.01% | <0.01% | #33 | $1.5M | 231,576 | $778,350 | 165,000 | +66,576+40.35% | Add |
| SONA ASSET MANAGEMENT (US) LLC |
| 0.03% | 0.03% | #23 | $1.4M | 135,098 | $1.4M | 135,098 | 00.00% | Unchanged |
| Crossingbridge Advisors, LLC |
| 0.22% | 0.18% | #6 | $1.3M | 125,001 | $1.0M | 100,000 | +25,001+25.00% | Add |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
| 0.16% | 0.16% | #9 | $1.1M | 108,200 | $1.1M | 108,200 | 00.00% | Unchanged |
| Hudson Bay Capital Management LP |
| <0.01% | <0.01% | #32 | $1.0M | 200,000 | $1.0M | 200,000 | 00.00% | Unchanged |
| HEIGHTS CAPITAL MANAGEMENT, INC |
| 0.24% | 0.28% | #5 | $1.0M | 183,127 | $1.0M | 200,000 | -16,873-8.44% | Reduce |
| BlueCrest Capital Management Ltd |
| 0.03% | 0.06% | #21 | $1.0M | 100,000 | $1.0M | 100,000 | 00.00% | Unchanged |
| Westchester Capital Management, LLC |
| 0.05% | 0.05% | #17 | $1.0M | 100,000 | $1.0M | 100,000 | 00.00% | Unchanged |
| First Trust Capital Management L.P. |
| 0.06% | 0.05% | #15 | $1.0M | 100,000 | $1.0M | 100,000 | 00.00% | Unchanged |
| L1 Global Manager Pty Ltd |
| 0.71% | 0.68% | #1 | $1.0M | 100,000 | $1.0M | 200,000 | -100,000-50.00% | Reduce |
| GABELLI FUNDS LLC |
| 0.01% | 0.01% | #27 | $1.0M | 97,364 | $988,245 | 97,364 | 00.00% | Unchanged |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC |
| 0.02% | <0.01% | #25 | $978,262 | 513,228 | $133,509 | 426,053 | +87,175+20.46% | Add |
| TWO SIGMA INVESTMENTS, LP |
| <0.01% | <0.01% | #35 | $917,125 | 90,625 | $907,156 | 90,625 | 00.00% | Unchanged |
| PRELUDE CAPITAL MANAGEMENT, LLC |
| 0.04% | 0.04% | #19 | $517,000 | 50,000 | $507,500 | 50,000 | 00.00% | Unchanged |
| Stoic Point Capital Management LLC |
| 0.43% | 0.49% | #3 | $517,000 | 50,000 | $508,000 | 50,000 | 00.00% | Unchanged |
| Yakira Capital Management, Inc. |
| 0.13% | 0.13% | #10 | $460,678 | 44,553 | $452,213 | 44,553 | 00.00% | Unchanged |
| Logan Stone Capital, LLC |
| 0.07% | 0.09% | #13 | $337,274 | 33,311 | $321,431 | 32,111 | +1,200+3.74% | Add |
| D. E. Shaw & Co., Inc. |
| <0.01% | <0.01% | #37 | $337,025 | 33,270 | $156,256 | 15,610 | +17,660+113.13% | Add |
| Virtu Financial LLC |
| <0.01% | 0.01% | #30 | $114,726 | 27,381 | $151,000 | 26,787 | +594+2.22% | Add |
| Centiva Capital, LP |
| <0.01% | <0.01% | #34 | $101,300 | 10,000 | $101,950 | 20,000 | -10,000-50.00% | Reduce |
| Harraden Circle Investments, LLC |
| 0.01% | 0.01% | #28 | $45,159 | 281,366 | $53,460 | 281,366 | 00.00% | Unchanged |
| UBS Group AG |
| <0.01% | <0.01% | #38 | $33,997 | 4,365 | $34,168 | 4,416 | -51-1.15% | Reduce |
| BOOTHBAY FUND MANAGEMENT, LLC |
| <0.01% | <0.01% | #36 | $21,875 | 125,000 | $24,381 | 125,000 | 00.00% | Unchanged |
| Lineage Point Capital LP |
| <0.01% | 0.24% | #31 | $15,248 | 95,000 | $969,000 | 190,000 | -95,000-50.00% | Reduce |
| MORGAN STANLEY |
| <0.01% | — | #39 | $111 | 11 | $0 | 0 | +11 | New Buy |
