| Karpus Management, Inc. |
| 0.4% | 0.44% | #2 | $14.0M | 1.4M | $13.9M | 1.4M | -1,425-0.10% | Reduce |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.15% | 0.15% | #8 | $3.1M | 600,000 | $3.1M | 600,000 | 00.00% | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.02% | 0.02% | #20 | $2.7M | 374,196 | $2.4M | 404,377 | -30,181-7.46% | Reduce |
| Shaolin Capital Management LLC |
| 0.19% | 0.2% | #7 | $2.6M | 444,265 | $3.0M | 550,000 | -105,735-19.22% | Reduce |
| Polar Asset Management Partners Inc. |
| 0.04% | 0.05% | #14 | $2.6M | 525,000 | $2.6M | 500,000 | +25,000+5.00% | Add |
| ARISTEIA CAPITAL, L.L.C. |
| 0.03% | 0.05% | #18 | $2.6M | 500,000 | $2.6M | 500,000 | 00.00% | Unchanged |
| WHITEBOX ADVISORS LLC |
| 0.03% | 0.03% | #17 | $2.6M | 500,000 | $2.6M | 500,000 | 00.00% | Unchanged |
| HGC Investment Management Inc. |
| 0.5% | 0.56% | #1 | $2.5M | 250,000 | $2.5M | 250,000 | 00.00% | Unchanged |
| Clear Street Group Inc. |
| 0.01% | 0.01% | #22 | $2.3M | 451,483 | $2.4M | 488,052 | -36,569-7.49% | Reduce |
| Westchester Capital Management, LLC |
| 0.11% | 0.1% | #10 | $2.3M | 226,200 | $2.3M | 226,200 | 00.00% | Unchanged |
| Crossingbridge Advisors, LLC |
| 0.38% | 0.39% | #3 | $2.2M | 215,000 | $2.2M | 369,800 | -154,800-41.86% | Reduce |
| MANGROVE PARTNERS IM, LLC |
| 0.13% | 0.17% | #9 | $2.1M | 400,000 | $2.0M | 400,000 | 00.00% | Unchanged |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC |
| 0.04% | 0.05% | #15 | $1.7M | 411,508 | $1.5M | 395,299 | +16,209+4.10% | Add |
| D. E. Shaw & Co., Inc. |
| <0.01% | <0.01% | #27 | $1.6M | 158,095 | $1.5M | 154,700 | +3,395+2.19% | Add |
| HEIGHTS CAPITAL MANAGEMENT, INC |
| 0.36% | 0.43% | #4 | $1.5M | 298,899 | $1.5M | 300,000 | -1,101-0.37% | Reduce |
| GLAZER CAPITAL, LLC |
| 0.04% | 0.03% | #16 | $1.5M | 299,988 | $1.5M | 299,988 | 00.00% | Unchanged |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
| 0.22% | 0.22% | #5 | $1.5M | 296,400 | $1.5M | 148,200 | +148,200+100.00% | Add |
| GABELLI FUNDS LLC |
| 0.01% | 0.01% | #21 | $1.4M | 268,400 | $1.4M | 134,200 | +134,200+100.00% | Add |
| BERKLEY W R CORP |
| 0.06% | 0.07% | #13 | $1.2M | 181,366 | $1.2M | 238,152 | -56,786-23.84% | Reduce |
| SONA ASSET MANAGEMENT (US) LLC |
| 0.02% | 0.02% | #19 | $1.1M | 113,100 | $1.1M | 113,100 | 00.00% | Unchanged |
| Hudson Bay Capital Management LP |
| <0.01% | <0.01% | #25 | $1.0M | 199,320 | $1.0M | 200,000 | -680-0.34% | Reduce |
| Logan Stone Capital, LLC |
| 0.22% | 0.18% | #6 | $1.0M | 102,021 | $646,093 | 64,674 | +37,347+57.75% | Add |
| Radcliffe Capital Management, L.P. |
| 0.08% | 0.08% | #11 | $1.0M | 200,000 | $1.0M | 200,000 | 00.00% | Unchanged |
| TWO SIGMA INVESTMENTS, LP |
| <0.01% | <0.01% | #28 | $914,406 | 90,625 | $905,344 | 90,625 | 00.00% | Unchanged |
| Lineage Point Capital LP |
| 0.07% | 0.09% | #12 | $347,070 | 34,500 | $349,830 | 34,500 | 00.00% | Unchanged |
| Centiva Capital, LP |
| <0.01% | <0.01% | #24 | $345,385 | 67,000 | $341,700 | 67,000 | 00.00% | Unchanged |
| Virtu Financial LLC |
| <0.01% | 0.02% | #23 | $146,426 | 48,994 | $464,000 | 72,787 | -23,793-32.69% | Reduce |
| JPMORGAN CHASE & CO |
| <0.01% | <0.01% | #31 | $102,300 | 10,000 | $202,800 | 20,000 | -10,000-50.00% | Reduce |
| TORONTO DOMINION BANK |
| <0.01% | <0.01% | #30 | $47,820 | 278,024 | $58,385 | 278,024 | 00.00% | Unchanged |
| UBS Group AG |
| <0.01% | <0.01% | #32 | $30,411 | 3,014 | $90,919 | 9,101 | -6,087-66.88% | Reduce |
| BOOTHBAY FUND MANAGEMENT, LLC |
| <0.01% | <0.01% | #29 | $21,500 | 125,000 | $26,250 | 125,000 | 00.00% | Unchanged |
| Harraden Circle Investments, LLC |
| <0.01% | <0.01% | #26 | $6,803 | 39,554 | $8,306 | 39,554 | 00.00% | Unchanged |
