| Karpus Management, Inc. |
| 0.51% | 0.57% | #7 | $17.9M | 1.6M | $17.9M | 1.6M | -21,200-1.29% | Reduce |
| BERKLEY W R CORP |
| 0.59% | 0.63% | #5 | $12.3M | 1.2M | $11.7M | 1.4M | -232,631-16.24% | Reduce |
| MIZUHO SECURITIES USA LLC |
| 0.23% | 0.24% | #13 | $10.2M | 957,920 | $10.2M | 957,920 | 00.00% | Unchanged |
| AQR Arbitrage LLC |
| 0.11% | 0.18% | #19 | $7.9M | 1.4M | $11.1M | 2.0M | -663,142-32.36% | Reduce |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.06% | 0.04% | #27 | $7.0M | 969,738 | $4.4M | 432,314 | +537,424+124.31% | Add |
| Polar Asset Management Partners Inc. |
| 0.09% | 0.1% | #21 | $5.8M | 1.1M | $5.3M | 1.0M | +83,000+8.30% | Add |
| First Trust Capital Management L.P. |
| 0.33% | 0.29% | #11 | $5.7M | 514,506 | $5.6M | 514,506 | 00.00% | Unchanged |
| GLAZER CAPITAL, LLC |
| 0.13% | 0.12% | #17 | $5.3M | 909,119 | $5.8M | 1.1M | -156,301-14.67% | Reduce |
| ARISTEIA CAPITAL, L.L.C. |
| 0.06% | 0.1% | #26 | $4.8M | 1.1M | $4.7M | 950,000 | +100,000+10.53% | Add |
| MANGROVE PARTNERS IM, LLC |
| 0.31% | 0.37% | #12 | $4.7M | 930,000 | $4.6M | 930,000 | 00.00% | Unchanged |
| Lineage Point Capital LP |
| 0.91% | 1.06% | #3 | $4.4M | 440,304 | $4.4M | 440,304 | 00.00% | Unchanged |
| Cable Car Capital, LP |
| 1.29% | 1.31% | #1 | $4.0M | 400,000 | $4.0M | 400,000 | 00.00% | Unchanged |
| WHITEBOX ADVISORS LLC |
| 0.05% | 0.05% | #29 | $3.9M | 774,000 | $3.8M | 387,000 | +387,000+100.00% | Add |
| Hartree Partners, LP |
| 0.81% | 0.81% | #4 | $3.8M | 380,000 | $3.8M | 380,000 | 00.00% | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS |
| <0.01% | <0.01% | #43 | $3.4M | 717,739 | $5,589 | 46,579 | +671,160+1,440.91% | Add |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.14% | 0.15% | #16 | $3.0M | 700,000 | $3.0M | 700,000 | 00.00% | Unchanged |
| Calamos Advisors LLC |
| 0.01% | 0.01% | #35 | $3.0M | 300,000 | $3.0M | 300,000 | 00.00% | Unchanged |
| Magnetar Financial LLC |
| 0.03% | 0.03% | #31 | $2.9M | 669,000 | $2.8M | 384,000 | +285,000+74.22% | Add |
| DEUTSCHE BANK AG\ |
| <0.01% | <0.01% | #46 | $2.6M | 240,000 | $2.6M | 243,000 | -3,000-1.23% | Reduce |
| Wealthspring Capital LLC |
| 0.55% | 0.25% | #6 | $2.5M | 1.2M | $1.0M | 836,742 | +381,636+45.61% | Add |
| PERISCOPE CAPITAL INC. |
| 0.21% | 0.27% | #14 | $2.4M | 677,600 | $2.4M | 677,600 | 00.00% | Unchanged |
| TWO SIGMA INVESTMENTS, LP |
| <0.01% | <0.01% | #44 | $1.8M | 181,250 | $1.8M | 181,250 | 00.00% | Unchanged |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC |
| 0.04% | 0.03% | #30 | $1.6M | 2.3M | $1.0M | 2.0M | +248,245+12.31% | Add |
| L1 Global Manager Pty Ltd |
| 1.06% | 0.99% | #2 | $1.5M | 300,000 | $1.5M | 150,000 | +150,000+100.00% | Add |
| Hudson Bay Capital Management LP |
| <0.01% | 0.01% | #39 | $1.5M | 299,900 | $1.5M | 300,000 | -100-0.03% | Reduce |
| Yakira Capital Management, Inc. |
| 0.34% | 0.35% | #10 | $1.2M | 544,704 | $1.2M | 544,704 | 00.00% | Unchanged |
| Clear Street Group Inc. |
| <0.01% | <0.01% | #41 | $1.1M | 282,470 | $421,131 | 85,937 | +196,533+228.69% | Add |
| Radcliffe Capital Management, L.P. |
| 0.08% | 0.06% | #22 | $1.1M | 187,097 | $746,146 | 150,493 | +36,604+24.32% | Add |
| BOOTHBAY FUND MANAGEMENT, LLC |
| 0.01% | 0.01% | #33 | $1.1M | 266,167 | $1.1M | 266,202 | -35-0.01% | Reduce |
| Limestone Investment Advisors LP |
| 0.07% | 0.06% | #24 | $990,000 | 100,000 | $692,456 | 70,731 | +29,269+41.38% | Add |
| METEORA CAPITAL, LLC |
| 0.08% | 0.07% | #23 | $972,385 | 345,874 | $965,081 | 346,176 | -302-0.09% | Reduce |
| Mint Tower Capital Management B.V. |
| 0.11% | 0.09% | #20 | $958,485 | 270,000 | $950,000 | 270,000 | 00.00% | Unchanged |
| LINDEN ADVISORS LP |
| <0.01% | 0.01% | #37 | $951,425 | 190,000 | $940,510 | 190,000 | 00.00% | Unchanged |
| Centiva Capital, LP |
| 0.01% | 0.01% | #36 | $950,010 | 190,000 | $938,600 | 190,000 | 00.00% | Unchanged |
| Shaolin Capital Management LLC |
| 0.06% | 0.06% | #25 | $893,506 | 488,440 | $969,550 | 440,000 | +48,440+11.01% | Add |
| RLH Capital LLC |
| 0.41% | 0.43% | #9 | $851,275 | 170,000 | $841,500 | 85,000 | +85,000+100.00% | Add |
| HEIGHTS CAPITAL MANAGEMENT, INC |
| 0.17% | 0.21% | #15 | $749,102 | 149,330 | $742,500 | 75,000 | +74,330+99.11% | Add |
| MOORE CAPITAL MANAGEMENT, LP |
| 0.01% | 0.01% | #34 | $700,707 | 140,000 | $692,300 | 140,000 | 00.00% | Unchanged |
| Warberg Asset Management LLC |
| 0.13% | 0.11% | #18 | $692,145 | 69,949 | $685,300 | 70,000 | -51-0.07% | Reduce |
| TORONTO DOMINION BANK |
| <0.01% | <0.01% | #47 | $521,971 | 265,611 | $515,952 | 224,600 | +41,011+18.26% | Add |
| TrueMark Investments, LLC |
| 0.06% | 0.1% | #28 | $481,742 | 48,710 | $489,000 | 50,000 | -1,290-2.58% | Reduce |
| Kepos Capital LP |
| 0.44% | 0.52% | #8 | $320,498 | 29,057 | $317,000 | 29,057 | 00.00% | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
| <0.01% | <0.01% | #54 | $277,868 | 27,759 | $356,388 | 34,786 | -7,027-20.20% | Reduce |
| GOLDMAN SACHS GROUP INC |
| <0.01% | <0.01% | #55 | $178,840 | 16,214 | $176,733 | 16,214 | 00.00% | Unchanged |
| Harraden Circle Investments, LLC |
| 0.02% | 0.03% | #32 | $149,943 | 1.5M | $174,126 | 1.5M | 00.00% | Unchanged |
| StoneX Group Inc. |
| <0.01% | <0.01% | #38 | $104,277 | 1.0M | $44,946 | 405,120 | +616,286+152.12% | Add |
| HRT FINANCIAL LP |
| <0.01% | <0.01% | #49 | $101,180 | 10,118 | $116,000 | 11,745 | -1,627-13.85% | Reduce |
| D. E. Shaw & Co., Inc. |
| <0.01% | <0.01% | #56 | $20,000 | 200,000 | $24,000 | 200,000 | 00.00% | Unchanged |
| HGC Investment Management Inc. |
| <0.01% | 0.01% | #40 | $20,000 | 200,000 | $24,000 | 200,000 | 00.00% | Unchanged |
| Arax Advisory Partners |
| <0.01% | — | #52 | $19,472 | 18,500 | $0 | 0 | +18,500 | New Buy |
