| Saba Capital Management, L.P. |
| 1.03% | 1.06% | #6 | $39.3M | 6.1M | $38.2M | 6.1M | 00.00% | Unchanged |
| Pathstone Holdings, LLC |
| 0.07% | 0.09% | #25 | $22.5M | 3.5M | $23.5M | 3.7M | -256,659-6.86% | Reduce |
| SIT INVESTMENT ASSOCIATES INC |
| 0.28% | 0.25% | #11 | $14.8M | 2.3M | $12.1M | 1.9M | +376,472+19.62% | Add |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.62% | 0.63% | #9 | $13.0M | 2.0M | $12.5M | 2.0M | +21,196+1.07% | Add |
| Hennion & Walsh Asset Management, Inc. |
| 0.31% | 0.17% | #10 | $10.9M | 1.7M | $5.0M | 798,274 | +884,861+110.85% | Add |
| Bulldog Investors, LLP |
| 2.15% | 2.23% | #3 | $9.8M | 1.5M | $9.9M | 1.6M | -66,240-4.20% | Reduce |
| GUGGENHEIM CAPITAL LLC |
| 0.05% | 0.06% | #26 | $8.7M | 1.4M | $8.1M | 1.3M | +56,854+4.39% | Add |
| Advisors Asset Management, Inc. |
| 0.11% | 0.12% | #18 | $7.5M | 1.2M | $7.2M | 1.1M | +12,975+1.14% | Add |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #59 | $7.3M | 1.1M | $6.3M | 1.0M | +129,938+12.96% | Add |
| ROBINSON CAPITAL MANAGEMENT, LLC |
| 2.5% | 2.32% | #2 | $5.7M | 877,072 | $5.5M | 877,072 | 00.00% | Unchanged |
| VAN ECK ASSOCIATES CORP |
| <0.01% | <0.01% | #55 | $3.5M | 537,717 | $3.6M | 579,935 | -42,218-7.28% | Reduce |
| Allspring Global Investments Holdings, LLC |
| 0.01% | 0.01% | #43 | $3.4M | 527,746 | $3.3M | 527,746 | 00.00% | Unchanged |
| Altium Capital Management LLC |
| 5.97% | 6.57% | #1 | $2.8M | 438,676 | $2.8M | 438,676 | 00.00% | Unchanged |
| Gridiron Partners, LLC |
| 1.37% | 1.31% | #4 | $2.6M | 404,971 | $2.1M | 340,762 | +64,209+18.84% | Add |
| CAPSTONE INVESTMENT ADVISORS, LLC |
| <0.01% | <0.01% | #52 | $2.5M | 379,865 | $2.4M | 379,865 | 00.00% | Unchanged |
| Capital Investment Advisors, LLC |
| 0.03% | 0.03% | #31 | $2.4M | 370,005 | $2.4M | 379,299 | -9,294-2.45% | Reduce |
| Invesco Ltd. |
| <0.01% | <0.01% | #82 | $2.1M | 317,342 | $1.6M | 248,561 | +68,781+27.67% | Add |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
| 0.11% | 0.12% | #20 | $1.7M | 270,829 | $1.7M | 270,829 | 00.00% | Unchanged |
| MORGAN STANLEY |
| <0.01% | <0.01% | #87 | $1.6M | 252,346 | $3.5M | 563,107 | -310,761-55.19% | Reduce |
| COHEN & STEERS, INC. |
| <0.01% | <0.01% | #51 | $1.6M | 248,400 | $1.9M | 298,400 | -50,000-16.76% | Reduce |
| Fiera Capital Corp |
| 0.01% | <0.01% | #41 | $1.6M | 246,842 | $1.1M | 170,221 | +76,621+45.01% | Add |
| ENVESTNET ASSET MANAGEMENT INC |
| <0.01% | <0.01% | #69 | $1.4M | 220,675 | $1.4M | 225,896 | -5,221-2.31% | Reduce |
| Professional Financial Management, Inc. |
| 1.36% | 1.44% | #5 | $1.3M | 207,157 | $1.4M | 219,485 | -12,328-5.62% | Reduce |
| 1607 Capital Partners, LLC |
| 0.12% | 0.09% | #16 | $1.3M | 206,145 | $1.3M | 206,145 | 00.00% | Unchanged |
| PARK AVENUE SECURITIES LLC |
| 0.01% | 0.01% | #39 | $1.2M | 188,636 | $1.2M | 193,285 | -4,649-2.41% | Reduce |
| LORD, ABBETT & CO. LLC |
| <0.01% | <0.01% | #50 | $1.2M | 183,547 | $1.2M | 183,547 | 00.00% | Unchanged |
| &PARTNERS |
| <0.01% | <0.01% | #47 | $1.2M | 180,730 | $990,042 | 157,399 | +23,331+14.82% | Add |
| RAYMOND JAMES FINANCIAL INC |
| <0.01% | <0.01% | #71 | $1.1M | 169,085 | $957,398 | 152,209 | +16,876+11.09% | Add |
| LPL Financial LLC |
| <0.01% | <0.01% | #77 | $1.1M | 162,811 | $1.0M | 161,364 | +1,447+0.90% | Add |
| RIVERBRIDGE PARTNERS LLC |
| 0.02% | 0.06% | #32 | $891,819 | 138,053 | $2.3M | 358,313 | -220,260-61.47% | Reduce |
| TORONTO DOMINION BANK |
| <0.01% | <0.01% | #62 | $869,710 | 134,630 | $765,053 | 121,630 | +13,000+10.69% | Add |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
| 0.1% | 0.11% | #21 | $776,679 | 120,229 | $793,861 | 126,210 | -5,981-4.74% | Reduce |
| Traub Capital Management LLC |
| 0.67% | 0.74% | #7 | $752,189 | 116,438 | $748,749 | 119,038 | -2,600-2.18% | Reduce |
| Summit Trail Advisors, LLC |
| 0.01% | 0.01% | #38 | $740,700 | 114,659 | $522,441 | 83,059 | +31,600+38.05% | Add |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #85 | $688,933 | 106,646 | $1.2M | 196,252 | -89,606-45.66% | Reduce |
| Closed-End Fund Advisors, Inc. |
| 0.66% | 0.67% | #8 | $676,478 | 104,718 | $658,676 | 104,718 | 00.00% | Unchanged |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #92 | $650,625 | 100,716 | $1.0M | 162,622 | -61,906-38.07% | Reduce |
| CENTAURUS FINANCIAL, INC. |
| 0.02% | 0.03% | #33 | $590,961 | 91,480 | $590,000 | 93,805 | -2,325-2.48% | Reduce |
| Ackerman Capital Advisors, LLC |
| 0.11% | 0.15% | #19 | $535,941 | 82,963 | $712,909 | 113,340 | -30,377-26.80% | Reduce |
| Almitas Capital LLC |
| 0.12% | 0.28% | #15 | $530,146 | 82,066 | $1.2M | 197,096 | -115,030-58.36% | Reduce |
| Petersen Hastings Wealth Advisors Inc. |
| 0.04% | 0.05% | #28 | $520,708 | 80,605 | $507,005 | 80,605 | 00.00% | Unchanged |
| AMERIPRISE FINANCIAL INC |
| <0.01% | <0.01% | #90 | $403,715 | 62,495 | $378,986 | 60,252 | +2,243+3.72% | Add |
| MELFA WEALTH MANAGEMENT, INC. |
| 0.21% | 0.22% | #12 | $389,765 | 60,335 | $379,429 | 60,323 | +12+0.02% | Add |
| Thomas J. Herzfeld Advisors, Inc. |
| 0.12% | — | #17 | $376,508 | 58,283 | $0 | 0 | +58,283 | New Buy |
| 180 WEALTH ADVISORS, LLC |
| 0.04% | 0.05% | #30 | $369,432 | 57,188 | $397,407 | 63,181 | -5,993-9.49% | Reduce |
| Creative Planning |
| <0.01% | <0.01% | #81 | $364,211 | 56,379 | $353,708 | 56,233 | +146+0.26% | Add |
| EVOLVE PRIVATE WEALTH, LLC |
| 0.02% | 0.01% | #34 | $341,327 | 52,837 | $164,660 | 26,178 | +26,659+101.84% | Add |
| Nuveen, LLC |
| <0.01% | <0.01% | #91 | $332,709 | 51,503 | $323,954 | 51,503 | 00.00% | Unchanged |
| Daner Wealth Management, LLC |
| 0.17% | 0.2% | #13 | $323,856 | 51,900 | $332,160 | 51,900 | 00.00% | Unchanged |
| JANE STREET GROUP, LLC |
| <0.01% | — | #98 | $280,384 | 43,403 | $0 | 0 | +43,403 | New Buy |
