| Karpus Management, Inc. |
| 0.47% | 0.5% | #4 | $16.4M | 1.6M | $15.8M | 1.6M | +38,425+2.40% | Add |
| ARISTEIA CAPITAL, L.L.C. |
| 0.1% | 0.16% | #14 | $7.8M | 1.5M | $7.7M | 1.5M | 00.00% | Unchanged |
| Westchester Capital Management, LLC |
| 0.35% | 0.21% | #6 | $7.1M | 910,648 | $4.5M | 455,324 | +455,324+100.00% | Add |
| AQR Arbitrage LLC |
| 0.08% | 0.09% | #16 | $5.7M | 1.1M | $5.4M | 1.1M | +28,215+2.65% | Add |
| Hudson Bay Capital Management LP |
| 0.01% | 0.02% | #24 | $5.2M | 1.0M | $5.1M | 1.0M | 00.00% | Unchanged |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.04% | 0.05% | #21 | $4.8M | 479,519 | $5.3M | 899,758 | -420,239-46.71% | Reduce |
| Crossingbridge Advisors, LLC |
| 0.8% | 0.82% | #2 | $4.6M | 661,806 | $4.6M | 450,000 | +211,806+47.07% | Add |
| GLAZER CAPITAL, LLC |
| 0.11% | 0.09% | #13 | $4.3M | 656,059 | $4.0M | 800,000 | -143,941-17.99% | Reduce |
| Magnetar Financial LLC |
| 0.04% | 0.04% | #23 | $4.1M | 800,000 | $4.1M | 400,000 | +400,000+100.00% | Add |
| SONA ASSET MANAGEMENT (US) LLC |
| 0.08% | 0.08% | #15 | $4.0M | 776,395 | $3.9M | 766,902 | +9,493+1.24% | Add |
| Shaolin Capital Management LLC |
| 0.28% | 0.34% | #7 | $3.9M | 876,908 | $5.1M | 1.1M | -185,292-17.44% | Reduce |
| D. E. Shaw & Co., Inc. |
| <0.01% | <0.01% | #33 | $3.5M | 345,000 | $3.4M | 345,000 | 00.00% | Unchanged |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.15% | 0.15% | #11 | $3.1M | 600,000 | $3.0M | 600,000 | 00.00% | Unchanged |
| Polar Asset Management Partners Inc. |
| 0.05% | 0.06% | #19 | $3.1M | 607,121 | $3.0M | 300,000 | +307,121+102.37% | Add |
| WHITEBOX ADVISORS LLC |
| 0.04% | 0.04% | #22 | $3.1M | 600,000 | $3.0M | 600,000 | 00.00% | Unchanged |
| LMR Partners LLP |
| 0.01% | 0.01% | #27 | $3.1M | 300,000 | $3.1M | 300,000 | 00.00% | Unchanged |
| Yakira Capital Management, Inc. |
| 0.88% | 0.9% | #1 | $3.1M | 599,901 | $3.1M | 300,000 | +299,901+99.97% | Add |
| MIZUHO SECURITIES USA LLC |
| 0.07% | 0.07% | #17 | $3.0M | 309,860 | $3.0M | 309,860 | 00.00% | Unchanged |
| LINDEN ADVISORS LP |
| 0.01% | 0.01% | #25 | $2.6M | 500,000 | $2.5M | 500,000 | 00.00% | Unchanged |
| Context Capital Management, LLC |
| 0.05% | 0.06% | #20 | $2.6M | 500,000 | $2.5M | 500,000 | 00.00% | Unchanged |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
| 0.37% | 0.35% | #5 | $2.5M | 433,200 | $2.4M | 234,100 | +199,100+85.05% | Add |
| Clear Street Group Inc. |
| 0.01% | 0.01% | #29 | $2.5M | 397,203 | $2.2M | 384,471 | +12,732+3.31% | Add |
| Lineage Point Capital LP |
| 0.51% | 0.62% | #3 | $2.5M | 237,878 | $2.5M | 249,865 | -11,987-4.80% | Reduce |
| BERKLEY W R CORP |
| 0.12% | 0.13% | #12 | $2.5M | 248,700 | $2.5M | 248,700 | 00.00% | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS |
| <0.01% | <0.01% | #35 | $2.2M | 434,550 | $2.2M | 434,550 | 00.00% | Unchanged |
| Radcliffe Capital Management, L.P. |
| 0.16% | 0.15% | #10 | $2.1M | 403,530 | $2.0M | 400,000 | +3,530+0.88% | Add |
| PERISCOPE CAPITAL INC. |
| 0.18% | 0.22% | #8 | $2.1M | 400,000 | $2.0M | 400,000 | 00.00% | Unchanged |
| TORONTO DOMINION BANK |
| <0.01% | <0.01% | #32 | $2.0M | 253,361 | $150,827 | 190,453 | +62,908+33.03% | Add |
| TWO SIGMA INVESTMENTS, LP |
| <0.01% | <0.01% | #34 | $1.8M | 181,250 | $1.8M | 181,250 | 00.00% | Unchanged |
| Calamos Advisors LLC |
| <0.01% | 0.01% | #30 | $1.5M | 140,000 | $1.4M | 140,000 | 00.00% | Unchanged |
| GABELLI FUNDS LLC |
| 0.01% | 0.01% | #28 | $1.1M | 156,900 | $1.0M | 103,400 | +53,500+51.74% | Add |
| HEIGHTS CAPITAL MANAGEMENT, INC |
| 0.18% | 0.21% | #9 | $772,583 | 150,000 | $768,750 | 75,000 | +75,000+100.00% | Add |
| PICTON MAHONEY ASSET MANAGEMENT |
| <0.01% | <0.01% | #31 | $515,055 | 100,000 | $512,500 | 50,000 | +50,000+100.00% | Add |
| Harraden Circle Investments, LLC |
| 0.07% | 0.1% | #18 | $512,756 | 1.8M | $474,267 | 1.8M | 00.00% | Unchanged |
| Wellspring Financial Advisors, LLC |
| 0.01% | — | #26 | $184,368 | 18,400 | $0 | 0 | +18,400 | New Buy |
