| VAN ECK ASSOCIATES CORP |
| 0.01% | 0.02% | #12 | $19.9M | 15.2M | $25.2M | 14.0M | +1.2M+8.48% | Add |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. |
| 0.02% | 0.03% | #10 | $17.3M | 13.3M | $23.6M | 13.1M | +171,703+1.31% | Add |
| UBS Group AG |
| <0.01% | <0.01% | #30 | $14.9M | 11.4M | $20.4M | 11.3M | +57,749+0.51% | Add |
| BlackRock, Inc. |
| <0.01% | <0.01% | #65 | $14.9M | 11.4M | $18.7M | 10.4M | +996,049+9.61% | Add |
| VANGUARD CAPITAL MANAGEMENT LLC |
| <0.01% | — | #71 | $8.0M | 6.1M | $0 | 0 | +6.1M | New Buy |
| Azarias Capital Management, L.P. |
| 2.33% | 4.09% | #1 | $5.4M | 4.1M | $9.1M | 5.1M | -975,814-19.26% | Reduce |
| Vident Advisory, LLC |
| 0.04% | 0.05% | #8 | $5.1M | 3.9M | $6.3M | 3.5M | +366,055+10.42% | Add |
| STATE STREET CORP |
| <0.01% | <0.01% | #80 | $4.4M | 3.4M | $6.1M | 3.4M | +18,577+0.55% | Add |
| GEODE CAPITAL MANAGEMENT, LLC |
| <0.01% | <0.01% | #67 | $3.7M | 2.8M | $4.3M | 2.4M | +406,937+16.92% | Add |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
| <0.01% | <0.01% | #62 | $3.6M | 2.7M | $6.1M | 3.4M | -692,289-20.32% | Reduce |
| MORGAN STANLEY |
| <0.01% | <0.01% | #74 | $3.2M | 2.4M | $6.8M | 2.1M | +282,333+13.30% | Add |
| Defiance ETFs, LLC |
| 0.04% | — | #7 | $2.9M | 2.1M | $0 | 0 | +2.1M | New Buy |
| Tidal Investments LLC |
| <0.01% | — | #22 | $2.8M | 2.1M | $0 | 0 | +2.1M | New Buy |
| MMCAP International Inc. SPC |
| 0.21% | 0.65% | #4 | $2.4M | 1.9M | $7.5M | 4.2M | -2.3M-55.24% | Reduce |
| MIRABELLA FINANCIAL SERVICES LLP |
| 0.23% | 0.22% | #3 | $2.4M | 1.8M | $2.3M | 1.3M | +500,000+38.46% | Add |
| Goehring & Rozencwajg Associates, LLC |
| 0.11% | 0.14% | #5 | $2.0M | 1.5M | $2.6M | 1.5M | +43,759+2.99% | Add |
| Pacer Advisors, Inc. |
| 0.01% | 0.01% | #20 | $1.7M | 1.3M | $1.7M | 963,332 | +342,900+35.60% | Add |
| VANGUARD PORTFOLIO MANAGEMENT LLC |
| <0.01% | <0.01% | #97 | $1.7M | 1.3M | $1.9M | 1.1M | +242,418+22.91% | Add |
| NORTHERN TRUST CORP |
| <0.01% | <0.01% | #72 | $1.5M | 1.1M | $1.8M | 982,567 | +127,640+12.99% | Add |
| MILLENNIUM MANAGEMENT LLC |
| <0.01% | <0.01% | #50 | $1.4M | 1.1M | $1.1M | 627,376 | +466,773+74.40% | Add |
| GOLDMAN SACHS GROUP INC |
| <0.01% | <0.01% | #88 | $1.2M | 893,644 | $2.5M | 1.4M | -513,127-36.48% | Reduce |
| GROUP ONE TRADING LLC |
| <0.01% | <0.01% | #33 | $1.1M | 828,100 | $1.8M | 976,700 | -148,600-15.21% | Reduce |
| DEUTSCHE BANK AG\ |
| <0.01% | <0.01% | #57 | $1.0M | 801,348 | $1.6M | 884,636 | -83,288-9.41% | Reduce |
| ABBINGTON INVESTMENT GROUP |
| 0.61% | 0.79% | #2 | $964,742 | 736,444 | $1.4M | 757,956 | -21,512-2.84% | Reduce |
| AQR CAPITAL MANAGEMENT LLC |
| <0.01% | <0.01% | #56 | $891,511 | 680,543 | $741,758 | 412,088 | +268,455+65.15% | Add |
| CIBC Bancorp USA Inc. |
| <0.01% | <0.01% | #35 | $885,252 | 675,765 | $1.6M | 873,800 | -198,035-22.66% | Reduce |
| CITADEL ADVISORS LLC |
| <0.01% | <0.01% | #91 | $774,932 | 591,551 | $971,721 | 539,845 | +51,706+9.58% | Add |
| PICTON MAHONEY ASSET MANAGEMENT |
| 0.01% | 0.01% | #18 | $759,043 | 583,355 | $1.6M | 904,510 | -321,155-35.51% | Reduce |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #83 | $724,749 | 553,243 | $921,357 | 511,865 | +41,378+8.08% | Add |
| NOMURA HOLDINGS INC |
| <0.01% | <0.01% | #40 | $709,100 | 541,298 | $1.6M | 892,282 | -350,984-39.34% | Reduce |
| CITIGROUP INC |
| <0.01% | <0.01% | #63 | $700,671 | 537,339 | $682,362 | 377,885 | +159,454+42.20% | Add |
| LOS ANGELES CAPITAL MANAGEMENT LLC |
| <0.01% | <0.01% | #28 | $656,592 | 501,214 | $1.1M | 607,209 | -105,995-17.46% | Reduce |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
| <0.01% | <0.01% | #95 | $623,650 | 476,069 | $734,283 | 407,935 | +68,134+16.70% | Add |
| Nuveen, LLC |
| <0.01% | <0.01% | #79 | $595,750 | 454,770 | $685,436 | 380,798 | +73,972+19.43% | Add |
| SIMPLEX TRADING, LLC |
| <0.01% | <0.01% | #58 | $489,226 | 373,455 | $1.4M | 768,000 | -394,545-51.37% | Reduce |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #112 | $469,387 | 358,311 | $752,236 | 417,909 | -59,598-14.26% | Reduce |
| IMC-Chicago, LLC |
| <0.01% | <0.01% | #87 | $425,619 | 324,900 | $611,600 | 339,778 | -14,878-4.38% | Reduce |
| AMERICAN CENTURY COMPANIES INC |
| <0.01% | <0.01% | #69 | $420,164 | 320,736 | $531,967 | 295,537 | +25,199+8.53% | Add |
| D. E. Shaw & Co., Inc. |
| <0.01% | <0.01% | #68 | $398,505 | 304,202 | $658,338 | 365,743 | -61,541-16.83% | Reduce |
| XTX Topco Ltd |
| <0.01% | 0.01% | #23 | $357,489 | 272,892 | $633,238 | 351,799 | -78,907-22.43% | Reduce |
| Hennion & Walsh Asset Management, Inc. |
| 0.01% | 0.01% | #16 | $309,649 | 236,373 | $223,637 | 124,243 | +112,130+90.25% | Add |
| RHUMBLINE ADVISERS |
| <0.01% | <0.01% | #64 | $294,353 | 224,705 | $388,693 | 215,945 | +8,760+4.06% | Add |
| Banque Cantonale Vaudoise |
| 0.01% | 0.01% | #13 | $280,083 | 213,804 | $386,000 | 213,804 | 00.00% | Unchanged |
| PEAK6 LLC |
| <0.01% | 0.01% | #47 | $274,606 | 209,623 | $4.1M | 2.3M | -2.0M-90.71% | Reduce |
| OLD MISSION CAPITAL LLC |
| <0.01% | <0.01% | #24 | $243,840 | 186,138 | $286,686 | 159,270 | +26,868+16.87% | Add |
| VANGUARD FIDUCIARY TRUST CO |
| <0.01% | <0.01% | #103 | $242,030 | 184,756 | $127,672 | 70,929 | +113,827+160.48% | Add |
| ALLIANCEBERNSTEIN L.P. |
| <0.01% | <0.01% | #98 | $219,830 | 219,830 | $352,234 | 142,030 | +77,800+54.78% | Add |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #110 | $213,916 | 163,295 | $125,284 | 69,602 | +93,693+134.61% | Add |
| Quadrature Capital Ltd |
| <0.01% | <0.01% | #31 | $212,568 | 162,266 | $253,912 | 141,062 | +21,204+15.03% | Add |
| PRICE T ROWE ASSOCIATES INC /MD/ |
| <0.01% | <0.01% | #116 | $209,647 | 160,036 | $227,000 | 125,913 | +34,123+27.10% | Add |
