| CAPSTONE INVESTMENT ADVISORS, LLC |
| 0.08% | 0.09% | #7 | $79.8M | 35.6M | $61.2M | 41.4M | -5.8M-13.95% | Reduce |
| FRANKLIN RESOURCES INC |
| 0.02% | 0.01% | #12 | $79.4M | 35.5M | $53.4M | 36.1M | -595,000-1.65% | Reduce |
| MACKAY SHIELDS LLC |
| 0.09% | 0.06% | #6 | $53.0M | 23.7M | $35.1M | 23.7M | -39,000-0.16% | Reduce |
| DeepCurrents Investment Group LLC |
| 1.81% | 1.32% | #1 | $52.8M | 23.7M | $34.9M | 23.7M | 00.00% | Unchanged |
| CITADEL ADVISORS LLC |
| 0.01% | 0.01% | #15 | $47.6M | 21.3M | $44.0M | 29.8M | -8.5M-28.54% | Reduce |
| TENOR CAPITAL MANAGEMENT Co., L.P. |
| 0.66% | 0.48% | #3 | $47.0M | 21.0M | $31.2M | 21.0M | 00.00% | Unchanged |
| CAMDEN ASSET MANAGEMENT L P /CA |
| 1.26% | 0.97% | #2 | $43.3M | 19.4M | $28.6M | 19.4M | 00.00% | Unchanged |
| VOYA INVESTMENT MANAGEMENT LLC |
| 0.03% | <0.01% | #10 | $39.5M | 17.7M | $2.0M | 1.4M | +16.3M+1,207.41% | Add |
| Parallax Volatility Advisers, L.P. |
| 0.05% | 0.06% | #8 | $30.1M | 13.5M | $24.6M | 15.5M | -2.0M-12.92% | Reduce |
| BANK OF MONTREAL /CAN/ |
| 0.01% | 0.01% | #14 | $29.3M | 13.0M | $19.2M | 13.0M | +13,000+0.10% | Add |
| Sculptor Capital LP |
| 0.18% | 0.21% | #4 | $22.4M | 10.0M | $20.5M | 14.0M | -4.0M-28.57% | Reduce |
| THRIVENT FINANCIAL FOR LUTHERANS |
| 0.03% | 0.02% | #11 | $17.8M | 8.0M | $13.9M | 9.4M | -1.4M-15.01% | Reduce |
| LORD, ABBETT & CO. LLC |
| 0.04% | — | #9 | $13.5M | 6.0M | $0 | 0 | +6.0M | New Buy |
| BlackRock, Inc. |
| <0.01% | <0.01% | #27 | $12.7M | 5.7M | $6.9M | 4.7M | +1.0M+21.93% | Add |
| UBS Group AG |
| <0.01% | <0.01% | #21 | $8.6M | 3.8M | $55,024 | 37,330 | +3.8M+10,189.31% | Add |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #22 | $4.3M | 1.9M | $3.4M | 2.3M | -403,000-17.25% | Reduce |
| Universal- Beteiligungs- und Servicegesellschaft mbH |
| <0.01% | <0.01% | #16 | $3.1M | 1.4M | $2.5M | 1.7M | -300,000-17.65% | Reduce |
| AGF MANAGEMENT LTD |
| 0.01% | 0.01% | #13 | $2.6M | 1.2M | $1.7M | 1.2M | 00.00% | Unchanged |
| LAZARD ASSET MANAGEMENT LLC |
| <0.01% | — | #18 | $2.3M | 1.0M | $0 | 0 | +1.0M | New Buy |
| Invesco Ltd. |
| <0.01% | <0.01% | #28 | $2.2M | 1.0M | $1.5M | 1.0M | 00.00% | Unchanged |
| GOLDMAN SACHS GROUP INC |
| <0.01% | <0.01% | #26 | $2.2M | 995,000 | $1.4M | 950,000 | +45,000+4.74% | Add |
| CITIGROUP INC |
| <0.01% | <0.01% | #23 | $2.1M | 947,000 | $1.1M | 770,000 | +177,000+22.99% | Add |
| JPMORGAN CHASE & CO |
| <0.01% | — | #29 | $1.4M | 650,000 | $0 | 0 | +650,000 | New Buy |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #32 | $915,571 | 410,000 | $853,446 | 579,000 | -169,000-29.19% | Reduce |
| MORGAN STANLEY |
| <0.01% | <0.01% | #34 | $730,224 | 327,000 | $1.0M | 711,000 | -384,000-54.01% | Reduce |
| SEI INVESTMENTS CO |
| <0.01% | <0.01% | #25 | $399,725 | 179,000 | $263,846 | 179,000 | 00.00% | Unchanged |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #31 | $364,400 | 162,000 | $312,791 | 212,000 | -50,000-23.58% | Reduce |
| OPPENHEIMER ASSET MANAGEMENT INC. |
| <0.01% | <0.01% | #17 | $341,664 | 153,000 | $229,944 | 156,000 | -3,000-1.92% | Reduce |
| Ares Systematic Credit Ltd |
| 0.14% | — | #5 | $223,810 | 100,000 | $0 | 0 | +100,000 | New Buy |
| Amundi |
| <0.01% | <0.01% | #33 | $200,979 | 90,000 | $132,660 | 90,000 | 00.00% | Unchanged |
| Calamos Advisors LLC |
| <0.01% | <0.01% | #24 | $123,143 | 55,000 | $57,030 | 39,000 | +16,000+41.03% | Add |
| STEPHENS INC /AR/ |
| <0.01% | <0.01% | #20 | $109,422 | 49,000 | $72,226 | 49,000 | 00.00% | Unchanged |
| MML INVESTORS SERVICES, LLC |
| <0.01% | <0.01% | #30 | $35,730 | 16,000 | $23,584 | 16,000 | 00.00% | Unchanged |
| BARCLAYS PLC |
| <0.01% | <0.01% | #36 | $26,993 | 12,000 | $2,951 | 2,000 | +10,000+500.00% | Add |
| Balboa Wealth Partners |
| <0.01% | 0.01% | #19 | $22,359 | 10,000 | $37,906 | 26,000 | -16,000-61.54% | Reduce |
| US BANCORP \DE\ |
| <0.01% | <0.01% | #35 | $11,166 | 5,000 | $7,370 | 5,000 | 00.00% | Unchanged |
