| PenderFund Capital Management Ltd. |
| 8.36% | 7.79% | #1 | $64.9M | 67.0M | $49.7M | 44.5M | +22.5M+50.56% | Add |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
| 0.01% | — | #28 | $54.3M | 56.8M | $0 | 0 | +56.8M | New Buy |
| D. E. Shaw & Co., Inc. |
| 0.02% | — | #25 | $36.9M | 38.5M | $0 | 0 | +38.5M | New Buy |
| LMR Partners LLP |
| 0.13% | — | #11 | $35.2M | 36.8M | $0 | 0 | +36.8M | New Buy |
| MACKAY SHIELDS LLC |
| 0.05% | 0.06% | #18 | $31.9M | 33.2M | $36.6M | 33.3M | -55,000-0.17% | Reduce |
| Invesco Ltd. |
| <0.01% | <0.01% | #34 | $23.4M | 24.5M | $26.9M | 24.5M | 00.00% | Unchanged |
| THRIVENT FINANCIAL FOR LUTHERANS |
| 0.04% | 0.05% | #21 | $23.0M | 24.1M | $30.9M | 27.7M | -3.7M-13.30% | Reduce |
| Financial Sense Advisors, Inc. |
| 4.5% | 4.23% | #2 | $22.9M | 23.7M | $20.8M | 18.7M | +5.0M+26.79% | Add |
| LAZARD ASSET MANAGEMENT LLC |
| 0.03% | <0.01% | #22 | $22.5M | 23.5M | $256,072 | 23.3M | +191,000+0.82% | Add |
| MILLENNIUM MANAGEMENT LLC |
| 0.01% | <0.01% | #31 | $18.6M | 19.4M | $11.1M | 10.1M | +9.4M+92.67% | Add |
| ZAZOVE ASSOCIATES LLC |
| 1.36% | 1.23% | #4 | $17.6M | 18.4M | $14.8M | 13.4M | +5.0M+37.16% | Add |
| BNP PARIBAS FINANCIAL MARKETS |
| 0.01% | <0.01% | #30 | $15.8M | 16.5M | $1.7M | 1.5M | +15.0M+1,000.00% | Add |
| Calamos Advisors LLC |
| 0.05% | 0.05% | #19 | $14.9M | 15.5M | $12.7M | 11.5M | +4.0M+34.70% | Add |
| ADVENT CAPITAL MANAGEMENT /DE/ |
| 0.33% | 0.33% | #8 | $14.5M | 15.0M | $15.0M | 13.4M | +1.6M+11.80% | Add |
| Magnetar Financial LLC |
| 0.13% | — | #12 | $14.4M | 15.0M | $0 | 0 | +15.0M | New Buy |
| BlackRock, Inc. |
| <0.01% | <0.01% | #57 | $14.2M | 14.8M | $13.1M | 12.0M | +2.8M+23.64% | Add |
| ABSOLUTE INVESTMENT ADVISERS, LLC |
| 1.34% | 0.31% | #5 | $13.9M | 14.5M | $11.0M | 10.0M | +4.5M+45.00% | Add |
| STATE STREET CORP |
| <0.01% | <0.01% | #53 | $12.8M | 13.3M | $11.0M | 9.8M | +3.5M+35.54% | Add |
| FMR LLC |
| <0.01% | <0.01% | #48 | $12.8M | 13.4M | $8.8M | 8.1M | +5.3M+65.87% | Add |
| JPMORGAN CHASE & CO |
| <0.01% | — | #47 | $11.3M | 11.9M | $0 | 0 | +11.9M | New Buy |
| UBS Group AG |
| <0.01% | <0.01% | #40 | $10.3M | 10.7M | $56,288 | 51,330 | +10.7M+20,831.23% | Add |
| CAPSTONE INVESTMENT ADVISORS, LLC |
| 0.01% | — | #27 | $9.6M | 10.0M | $0 | 0 | +10.0M | New Buy |
| BALYASNY ASSET MANAGEMENT L.P. |
| 0.01% | 0.01% | #26 | $9.6M | 10.0M | $11.0M | 10.0M | 00.00% | Unchanged |
| SHENKMAN CAPITAL MANAGEMENT INC |
| 1.15% | 1% | #7 | $8.3M | 8.4M | $8.3M | 7.3M | +1.1M+14.46% | Add |
| MORGAN STANLEY |
| <0.01% | <0.01% | #51 | $7.8M | 8.2M | $774,160 | 773,000 | +7.4M+958.21% | Add |
| PALISADE CAPITAL MANAGEMENT, LP |
| 0.31% | — | #10 | $7.2M | 7.5M | $0 | 0 | +7.5M | New Buy |
| SUSQUEHANNA ADVISORS GROUP, INC. |
| 0.1% | — | #16 | $7.0M | 7.3M | $0 | 0 | +7.3M | New Buy |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #44 | $6.3M | 6.6M | $3.1M | 2.8M | +3.8M+136.22% | Add |
| Context Capital Management, LLC |
| 0.12% | — | #14 | $6.1M | 6.4M | $0 | 0 | +6.4M | New Buy |
| Kohlberg Kravis Roberts & Co. L.P. |
| 0.11% | 0.39% | #15 | $6.0M | 6.2M | $21.1M | 19.2M | -12.9M-67.42% | Reduce |
| SSI INVESTMENT MANAGEMENT LLC |
| 0.32% | 0.43% | #9 | $5.5M | 5.7M | $6.2M | 5.7M | +51,000+0.90% | Add |
| Cutler Capital Management, LLC |
| 1.31% | — | #6 | $5.0M | 5.3M | $0 | 0 | +5.3M | New Buy |
| OAKTREE CAPITAL MANAGEMENT LP |
| 0.06% | 0.03% | #17 | $4.4M | 4.6M | $2.2M | 2.0M | +2.6M+130.70% | Add |
| CONNING INC. |
| 0.13% | — | #13 | $4.3M | 4.5M | $0 | 0 | +4.5M | New Buy |
| STATE OF WISCONSIN INVESTMENT BOARD |
| 0.01% | 0.01% | #29 | $3.8M | 4.0M | $3.3M | 3.0M | +1.0M+33.33% | Add |
| Russell Investments Group, Ltd. |
| <0.01% | <0.01% | #36 | $2.2M | 2.3M | $154,720 | 138,000 | +2.2M+1,580.43% | Add |
| FRANKLIN RESOURCES INC |
| <0.01% | — | #52 | $1.9M | 2.0M | $0 | 0 | +2.0M | New Buy |
| Benefit Street Partners LLC |
| 2.74% | — | #3 | $1.9M | 2.0M | $0 | 0 | +2.0M | New Buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main |
| <0.01% | <0.01% | #41 | $1.7M | 1.8M | $1.9M | 1.8M | 00.00% | Unchanged |
| EFG International AG |
| 0.03% | — | #23 | $1.4M | 1.5M | $0 | 0 | +1.5M | New Buy |
| VOYA INVESTMENT MANAGEMENT LLC |
| <0.01% | 0.1% | #43 | $1.4M | 1.4M | $93.3M | 84.8M | -83.4M-98.33% | Reduce |
| JANE STREET GROUP, LLC |
| <0.01% | — | #61 | $1.3M | 1.3M | $0 | 0 | +1.3M | New Buy |
| NOMURA ASSET MANAGEMENT INTERNATIONAL INC. |
| <0.01% | — | #35 | $1.2M | 1.2M | $0 | 0 | +1.2M | New Buy |
| WELLINGTON MANAGEMENT GROUP LLP |
| <0.01% | <0.01% | #58 | $1.1M | 1.2M | $6.1M | 5.5M | -4.3M-78.75% | Reduce |
| RWC Asset Management LLP |
| 0.04% | 0.05% | #20 | $1.0M | 1.1M | $1.2M | 1.1M | 00.00% | Unchanged |
| DEUTSCHE BANK AG\ |
| <0.01% | <0.01% | #56 | $998,602 | 1.0M | $4.9M | 4.5M | -3.5M-76.81% | Reduce |
| BANK OF MONTREAL /CAN/ |
| <0.01% | <0.01% | #54 | $959,080 | 1.0M | $1.1M | 1.0M | 00.00% | Unchanged |
| Man Group plc |
| <0.01% | <0.01% | #38 | $952,759 | 1.0M | $1.1M | 975,000 | +25,000+2.56% | Add |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #60 | $863,172 | 900,000 | $1.5M | 1.4M | -500,000-35.71% | Reduce |
| BARCLAYS PLC |
| <0.01% | <0.01% | #59 | $843,031 | 879,000 | $536,685 | 486,000 | +393,000+80.86% | Add |
