| Aequim Alternative Investments LP |
| 2.6% | 2.96% | #2 | $167.4M | 135.0M | $152.9M | 123.5M | +11.5M+9.31% | Add |
| BlackRock, Inc. |
| <0.01% | <0.01% | #37 | $122.6M | 99.0M | $97.7M | 79.0M | +20.0M+25.33% | Add |
| LAZARD ASSET MANAGEMENT LLC |
| 0.14% | <0.01% | #12 | $97.4M | 78.6M | $972,893 | 78.6M | 00.00% | Unchanged |
| TWO SIGMA INVESTMENTS, LP |
| 0.05% | 0.04% | #18 | $65.5M | 52.8M | $54.7M | 44.2M | +8.6M+19.44% | Add |
| VICTORY CAPITAL MANAGEMENT INC |
| 0.04% | 0.03% | #20 | $62.6M | 50.5M | $48.8M | 39.4M | +11.1M+28.09% | Add |
| Universal- Beteiligungs- und Servicegesellschaft mbH |
| 0.08% | 0.09% | #14 | $55.1M | 44.4M | $57.2M | 45.6M | -1.3M-2.74% | Reduce |
| Calamos Advisors LLC |
| 0.17% | 0.18% | #10 | $51.2M | 41.3M | $51.2M | 41.3M | -77,000-0.19% | Reduce |
| ADVENT CAPITAL MANAGEMENT /DE/ |
| 1.09% | 0.91% | #3 | $48.8M | 39.2M | $41.4M | 33.0M | +6.2M+18.77% | Add |
| TPG GP A, LLC |
| 0.84% | 1.14% | #5 | $42.1M | 34.0M | $42.1M | 34.0M | 00.00% | Unchanged |
| Verition Fund Management LLC |
| 0.05% | 0.1% | #17 | $37.2M | 30.0M | $31.0M | 25.0M | +5.0M+20.00% | Add |
| AMERIPRISE FINANCIAL INC |
| 0.01% | 0.01% | #27 | $34.2M | 27.5M | $29.7M | 24.0M | +3.5M+14.56% | Add |
| STATE STREET CORP |
| <0.01% | <0.01% | #42 | $25.8M | 20.8M | $24.5M | 19.6M | +1.2M+6.12% | Add |
| PIER 88 INVESTMENT PARTNERS LLC |
| 5% | 2.45% | #1 | $21.0M | 17.0M | $9.8M | 7.9M | +9.0M+113.80% | Add |
| BANK OF MONTREAL /CAN/ |
| 0.01% | 0.01% | #28 | $18.6M | 15.0M | $18.5M | 15.0M | 00.00% | Unchanged |
| Parallax Volatility Advisers, L.P. |
| 0.03% | — | #21 | $18.6M | 15.0M | $0 | 0 | +15.0M | New Buy |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main |
| 0.01% | 0.02% | #22 | $17.3M | 14.0M | $17.2M | 14.0M | 00.00% | Unchanged |
| WELLINGTON MANAGEMENT GROUP LLP |
| <0.01% | <0.01% | #32 | $15.0M | 12.1M | $20.8M | 16.6M | -4.5M-27.26% | Reduce |
| Weiss Asset Management LP |
| 0.16% | — | #11 | $14.9M | 12.0M | $0 | 0 | +12.0M | New Buy |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #41 | $12.6M | 10.2M | $10.1M | 8.2M | +2.0M+25.08% | Add |
| WELLS FARGO & COMPANY/MN |
| <0.01% | <0.01% | #36 | $12.2M | 9.8M | $16.6M | 13.4M | -3.6M-26.81% | Reduce |
| FMR LLC |
| <0.01% | <0.01% | #46 | $11.7M | 9.5M | $11.8M | 9.6M | -110,000-1.15% | Reduce |
| ROYAL BANK OF CANADA |
| <0.01% | <0.01% | #39 | $10.8M | 8.7M | $9.5M | 7.7M | +1.0M+13.36% | Add |
| RWC Asset Management LLP |
| 0.4% | 0.45% | #7 | $10.5M | 8.5M | $10.9M | 8.8M | -335,000-3.81% | Reduce |
| Kohlberg Kravis Roberts & Co. L.P. |
| 0.17% | 0.18% | #9 | $9.9M | 8.0M | $9.9M | 8.0M | 00.00% | Unchanged |
| RATIONAL ADVISORS, INC. |
| 0.9% | 1% | #4 | $9.8M | 7.9M | $9.8M | 7.9M | 00.00% | Unchanged |
| MORGAN STANLEY |
| <0.01% | <0.01% | #47 | $8.7M | 7.1M | $26.3M | 21.5M | -14.4M-67.14% | Reduce |
| SUSQUEHANNA ADVISORS GROUP, INC. |
| 0.13% | — | #13 | $8.6M | 6.9M | $0 | 0 | +6.9M | New Buy |
| GOLDMAN SACHS GROUP INC |
| <0.01% | <0.01% | #43 | $8.3M | 6.7M | $2.4M | 1.9M | +4.8M+248.69% | Add |
| THRIVENT FINANCIAL FOR LUTHERANS |
| 0.01% | 0.01% | #23 | $7.9M | 6.4M | $8.1M | 6.5M | -100,000-1.54% | Reduce |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND |
| 0.01% | 0.01% | #24 | $7.4M | 6.0M | $7.4M | 6.0M | 00.00% | Unchanged |
| GABELLI FUNDS LLC |
| 0.05% | 0.05% | #19 | $7.3M | 5.9M | $7.3M | 5.9M | 00.00% | Unchanged |
| MACKAY SHIELDS LLC |
| 0.01% | 0.01% | #25 | $6.4M | 5.2M | $6.5M | 5.3M | -104,000-1.97% | Reduce |
| Russell Investments Group, Ltd. |
| <0.01% | 0.01% | #30 | $6.3M | 5.1M | $5.4M | 4.3M | +733,000+16.96% | Add |
| TORONTO DOMINION BANK |
| 0.01% | <0.01% | #26 | $6.2M | 5.0M | $3.1M | 2.5M | +2.5M+100.00% | Add |
| DEUTSCHE BANK AG\ |
| <0.01% | <0.01% | #38 | $6.0M | 4.8M | $6.0M | 4.8M | +19,000+0.39% | Add |
| Invesco Ltd. |
| <0.01% | <0.01% | #50 | $5.0M | 4.0M | $4.9M | 4.0M | 00.00% | Unchanged |
| MIZUHO SECURITIES USA LLC |
| 0.05% | 0.06% | #16 | $2.4M | 1.9M | $2.4M | 1.9M | 00.00% | Unchanged |
| JPMORGAN CHASE & CO |
| <0.01% | <0.01% | #52 | $2.3M | 1.9M | $12.6M | 10.3M | -8.4M-81.85% | Reduce |
| Lombard Odier Asset Management (Europe) Ltd |
| 0.07% | 0.1% | #15 | $1.7M | 1.4M | $1.8M | 1.4M | 00.00% | Unchanged |
| SHENKMAN CAPITAL MANAGEMENT INC |
| 0.23% | 0.31% | #8 | $1.7M | 1.3M | $2.6M | 2.0M | -701,000-34.43% | Reduce |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
| <0.01% | <0.01% | #34 | $1.1M | 900,000 | $1.1M | 900,000 | 00.00% | Unchanged |
| AEGON USA Investment Management, LLC |
| 0.44% | 0.48% | #6 | $619,500 | 500,000 | $618,500 | 500,000 | 00.00% | Unchanged |
| Bank of New York Mellon Corp |
| <0.01% | <0.01% | #54 | $371,973 | 300,000 | $370,794 | 300,000 | 00.00% | Unchanged |
| GAMCO INVESTORS, INC. ET AL |
| <0.01% | <0.01% | #31 | $371,904 | 300,000 | $247,788 | 200,000 | +100,000+50.00% | Add |
| BNP PARIBAS FINANCIAL MARKETS |
| <0.01% | <0.01% | #51 | $331,334 | 267,000 | $262,244 | 212,000 | +55,000+25.94% | Add |
| &PARTNERS |
| <0.01% | <0.01% | #40 | $201,957 | 163,000 | $195,446 | 158,000 | +5,000+3.16% | Add |
| OPPENHEIMER ASSET MANAGEMENT INC. |
| <0.01% | <0.01% | #35 | $200,718 | 162,000 | $202,868 | 164,000 | -2,000-1.22% | Reduce |
| Calamos Wealth Management LLC |
| 0.01% | 0.01% | #29 | $180,995 | 146,000 | $178,407 | 144,000 | +2,000+1.39% | Add |
| STEPHENS INC /AR/ |
| <0.01% | <0.01% | #44 | $60,711 | 49,000 | $61,850 | 50,000 | -1,000-2.00% | Reduce |
| UBS Group AG |
| <0.01% | <0.01% | #56 | $53,277 | 43,000 | $80,405 | 65,000 | -22,000-33.85% | Reduce |
