| Tidal Investments LLC |
| 0.15% | 0.14% | #13 | $84.8M | 25.7M | $66.2M | 20.0M | +5.6M+28.14% | Add |
| UBS Group AG |
| 0.01% | 0.01% | #44 | $72.1M | 21.8M | $63.4M | 19.2M | +2.6M+13.64% | Add |
| SPROTT INC. |
| 1.61% | 1.64% | #6 | $50.7M | 15.4M | $56.5M | 17.1M | -1.6M-9.60% | Reduce |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. |
| 0.05% | 0.06% | #22 | $42.5M | 12.9M | $41.4M | 12.5M | +388,131+3.10% | Add |
| FRANKLIN RESOURCES INC |
| 0.01% | 0.01% | #49 | $34.8M | 10.6M | $43.6M | 13.2M | -2.6M-19.71% | Reduce |
| VAN ECK ASSOCIATES CORP |
| 0.02% | 0.03% | #33 | $32.2M | 9.8M | $33.4M | 10.1M | -367,320-3.63% | Reduce |
| VANGUARD CAPITAL MANAGEMENT LLC |
| <0.01% | <0.01% | #103 | $32.0M | 9.7M | $31.5M | 9.5M | +244,277+2.57% | Add |
| Woodline Partners LP |
| 0.09% | — | #17 | $29.4M | 8.9M | $0 | 0 | +8.9M | New Buy |
| Fourth Sail Capital LP |
| 3.79% | 4.11% | #2 | $25.0M | 7.6M | $25.0M | 7.6M | 00.00% | Unchanged |
| ALPS ADVISORS INC |
| 0.1% | 0.1% | #16 | $21.6M | 6.5M | $22.3M | 6.7M | -213,323-3.16% | Reduce |
| BANK OF AMERICA CORP /DE/ |
| <0.01% | <0.01% | #90 | $19.0M | 5.8M | $21.4M | 6.5M | -708,666-10.94% | Reduce |
| TWO SIGMA INVESTMENTS, LP |
| 0.01% | 0.02% | #39 | $17.2M | 5.2M | $24.8M | 7.5M | -2.3M-30.52% | Reduce |
| Amundi |
| <0.01% | <0.01% | #65 | $14.6M | 4.4M | $15.7M | 4.8M | -330,645-6.95% | Reduce |
| ROYAL BANK OF CANADA |
| <0.01% | <0.01% | #77 | $14.3M | 4.3M | $12.8M | 3.9M | +453,834+11.67% | Add |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
| <0.01% | <0.01% | #95 | $12.6M | 3.8M | $13.9M | 4.2M | -377,606-8.98% | Reduce |
| Extract Advisors LLC |
| 3.32% | 2.16% | #4 | $11.9M | 3.6M | $6.2M | 1.9M | +1.7M+91.91% | Add |
| Ninepoint Partners LP |
| 0.86% | — | #8 | $11.3M | 3.4M | $0 | 0 | +3.4M | New Buy |
| BANK OF MONTREAL /CAN/ |
| <0.01% | <0.01% | #64 | $11.2M | 3.4M | $10.7M | 3.2M | +165,421+5.11% | Add |
| VANGUARD FIDUCIARY TRUST CO |
| <0.01% | <0.01% | #78 | $9.7M | 2.9M | $9.7M | 2.9M | 00.00% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. |
| 0.02% | <0.01% | #34 | $9.3M | 2.8M | $791,516 | 238,800 | +2.6M+1,084.56% | Add |
| Caption Management, LLC |
| 0.04% | 0.05% | #25 | $8.4M | 2.6M | $7.9M | 2.4M | +159,923+6.68% | Add |
| MIZUHO MARKETS AMERICAS LLC |
| 0.11% | 0.22% | #15 | $8.3M | 2.5M | $8.0M | 2.4M | +89,908+3.72% | Add |
| Trek Financial, LLC |
| 0.35% | 0.38% | #11 | $7.6M | 2.3M | $7.2M | 2.2M | +113,611+5.20% | Add |
| Equinox Partners Investment Management LLC |
| 3.48% | 3.04% | #3 | $7.4M | 2.3M | $7.5M | 2.3M | 00.00% | Unchanged |
| CITIGROUP INC |
| <0.01% | <0.01% | #74 | $7.4M | 2.2M | $6.6M | 2.0M | +234,810+11.68% | Add |
| K2 PRINCIPAL FUND, L.P. |
| 0.77% | 0.67% | #10 | $7.3M | 7,210 | $7.3M | 7,210 | 00.00% | Unchanged |
| MORGAN STANLEY |
| <0.01% | <0.01% | #113 | $7.1M | 2.2M | $4.9M | 1.1M | +1.0M+89.53% | Add |
| TD ASSET MANAGEMENT INC |
| 0.01% | <0.01% | #54 | $7.0M | 2.1M | $3.8M | 1.1M | +1.0M+87.92% | Add |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main |
| 0.01% | 0.01% | #59 | $6.5M | 2.0M | $6.6M | 2.0M | 00.00% | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC |
| 0.01% | 0.01% | #47 | $5.7M | 1.7M | $5.9M | 1.8M | -74,528-4.14% | Reduce |
| JANE STREET GROUP, LLC |
| <0.01% | <0.01% | #112 | $5.0M | 1.5M | $8.5M | 2.6M | -1.1M-41.08% | Reduce |
| RAFFLES ASSOCIATES LP |
| 4.34% | 4.31% | #1 | $4.8M | 1.5M | $5.0M | 1.5M | -50,000-3.32% | Reduce |
| WOLVERINE ASSET MANAGEMENT LLC |
| 0.04% | 0.03% | #26 | $4.4M | 1.3M | $3.4M | 1.0M | +288,091+27.78% | Add |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
| <0.01% | <0.01% | #69 | $4.2M | 1.3M | $4.9M | 1.5M | -213,506-14.31% | Reduce |
| GOLDMAN SACHS GROUP INC |
| <0.01% | <0.01% | #115 | $4.1M | 1.3M | $9.0M | 2.7M | -1.5M-54.20% | Reduce |
| GROUP ONE TRADING LLC |
| 0.01% | 0.01% | #56 | $4.1M | 1.2M | $5.1M | 1.6M | -329,479-21.15% | Reduce |
| Vanguard Global Advisers, LLC |
| <0.01% | <0.01% | #82 | $3.7M | 1.1M | $3.4M | 1.0M | +85,890+8.29% | Add |
| U S GLOBAL INVESTORS INC |
| 0.33% | 0.41% | #12 | $3.4M | 1.1M | $3.5M | 1.1M | 00.00% | Unchanged |
| Nokomis Capital, L.L.C. |
| 0.97% | 0.99% | #7 | $2.9M | 872,153 | $3.5M | 1.1M | -178,414-16.98% | Reduce |
| CRCM LP |
| 1.94% | — | #5 | $2.8M | 848,216 | $0 | 0 | +848,216 | New Buy |
| MARSHALL WACE, LLP |
| <0.01% | — | #76 | $2.8M | 841,849 | $0 | 0 | +841,849 | New Buy |
| IMC-Chicago, LLC |
| <0.01% | <0.01% | #104 | $2.7M | 809,048 | $2.6M | 791,546 | +17,502+2.21% | Add |
| SIMPLEX TRADING, LLC |
| <0.01% | <0.01% | #85 | $2.6M | 780,405 | $3.7M | 1.1M | -332,704-29.89% | Reduce |
| CITADEL ADVISORS LLC |
| <0.01% | <0.01% | #121 | $2.5M | 750,131 | $3.8M | 1.2M | -408,979-35.28% | Reduce |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
| <0.01% | <0.01% | #118 | $2.3M | 692,032 | $2.3M | 683,350 | +8,682+1.27% | Add |
| INTACT INVESTMENT MANAGEMENT INC. |
| 0.06% | — | #19 | $2.2M | 673,200 | $0 | 0 | +673,200 | New Buy |
| Swiss National Bank |
| <0.01% | <0.01% | #93 | $2.2M | 669,700 | $2.3M | 686,300 | -16,600-2.42% | Reduce |
| NewGen Asset Management Ltd |
| 0.81% | 1.14% | #9 | $2.0M | 593,700 | $2.9M | 893,700 | -300,000-33.57% | Reduce |
| Ruffer LLP |
| 0.06% | 0.07% | #20 | $1.6M | 499,777 | $1.7M | 499,777 | 00.00% | Unchanged |
| GAM Holding AG |
| 0.12% | — | #14 | $1.6M | 477,000 | $0 | 0 | +477,000 | New Buy |
