| Karpus Management, Inc. |
| 0.24% | 0.26% | #1 | $8.3M | 760,451 | $8.2M | 765,701 | -5,250-0.69% | Reduce |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
| 0.23% | 0.24% | #2 | $4.9M | 890,000 | $4.8M | 890,000 | 00.00% | Unchanged |
| BERKLEY W R CORP |
| 0.18% | 0.19% | #3 | $3.7M | 335,896 | $3.6M | 335,896 | 00.00% | Unchanged |
| AQR Arbitrage LLC |
| 0.02% | 0.03% | #5 | $1.8M | 529,373 | $1.7M | 528,673 | +700+0.13% | Add |
| Polar Asset Management Partners Inc. |
| 0.03% | 0.03% | #4 | $1.7M | 440,000 | $1.6M | 439,900 | +100+0.02% | Add |
| TORONTO DOMINION BANK |
| <0.01% | <0.01% | #10 | $1.6M | 579,295 | $1.9M | 604,845 | -25,550-4.22% | Reduce |
| GOLDMAN SACHS GROUP INC |
| <0.01% | <0.01% | #14 | $860,314 | 79,073 | $848,453 | 79,073 | 00.00% | Unchanged |
| BNP PARIBAS FINANCIAL MARKETS |
| <0.01% | <0.01% | #15 | $130,114 | 162,148 | $127,052 | 162,148 | 00.00% | Unchanged |
| Harraden Circle Investments, LLC |
| 0.02% | 0.02% | #6 | $123,760 | 1.1M | $123,697 | 1.1M | -446-0.04% | Reduce |
| Clear Street Group Inc. |
| <0.01% | <0.01% | #13 | $111,538 | 331,456 | $94,661 | 331,456 | 00.00% | Unchanged |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC |
| <0.01% | <0.01% | #9 | $83,072 | 754,517 | $91,328 | 759,800 | -5,283-0.70% | Reduce |
| HGC Investment Management Inc. |
| 0.01% | 0.01% | #7 | $37,861 | 344,188 | $37,861 | 344,188 | 00.00% | Unchanged |
| BOOTHBAY FUND MANAGEMENT, LLC |
| <0.01% | <0.01% | #12 | $25,653 | 233,000 | $25,630 | 233,000 | 00.00% | Unchanged |
| Cable Car Capital, LP |
| 0.01% | 0.01% | #8 | $18,810 | 171,000 | $18,810 | 171,000 | 00.00% | Unchanged |
| METEORA CAPITAL, LLC |
| <0.01% | <0.01% | #11 | $16,500 | 150,000 | $16,830 | 153,000 | -3,000-1.96% | Reduce |
| UBS Group AG |
| <0.01% | <0.01% | #18 | $12,220 | 43,320 | $12,169 | 43,325 | -5-0.01% | Reduce |
| HRT FINANCIAL LP |
| <0.01% | <0.01% | #17 | $1,254 | 11,392 | $1,000 | 10,454 | +938+8.97% | Add |
| MORGAN STANLEY |
| <0.01% | <0.01% | #19 | $718 | 66 | $418 | 40 | +26+65.00% | Add |
| WOLVERINE ASSET MANAGEMENT LLC |
| <0.01% | <0.01% | #16 | $268 | 2,430 | $997 | 9,067 | -6,637-73.20% | Reduce |
